Chief Compliance Officer, FinTech Job at Larson Maddox, New York, NY

YlJ5WWVPdk9mZ3VneStWbVdUN3B4QzkwNFE9PQ==
  • Larson Maddox
  • New York, NY

Job Description

An exciting startup FinTech in the banking, cards and lending space is seeking a dedicated Chief Compliance Officer to join their firm as they continue their targeted growth and expansion. The firm successfully raised a Series B funding round and has grown their customer base deeper in key markets while also adding new products and offerings. This opportunity requires interaction with key stakeholders and executives, as well as working closely with the broader risk, fraud, legal, and compliance teams. An ideal candidate will have experience with scaling the various layers within the fraud, risk, and compliance program at an expanding startup in the FinTech landscape.

The position focuses on optimization of the compliance program by leveraging the use of automation and AI where possible, adding and streamlining systems where appropriate, and facilitating the expansion of products and business while remaining compliant with any relevant laws and regulations. The ideal candidate will have experience automating and implementing the necessary changes to scale. In addition, exposure to the Investment Advisers Act and work with treasury management are a plus.

Requirements:

  • 10+ years of experience within banking, lending, payments, and/or cards (consumer compliance)
  • Experience scaling a compliance program at a FinTech is strongly preferred
  • Ability to manage a team and work with key stakeholders to drive the business forward
  • Excellent communication skills and executive presence required
  • 5 days in the office

Job Tags

Work at office,

Similar Jobs

Syntagma Group

Senior Director, Strategic Sourcing Job at Syntagma Group

Senior Director, Global Sourcing (Direct Materials) Irvine, CA We are seeking a Senior Director, Global Sourcing (Direct Materials) to drive company strategic goals and implement enterprise-wide sourcing strategies. This includes partnering closely with product teams...

Family Services of Westchester

Assistant Clinic Director Job at Family Services of Westchester

 ...Job Summary: With guidance of the clinic director, provide oversite of clinical mental health services to patients of all ages, with the goal of providing high quality, culturally competent, accessible, and integrated healthcare within catchment area. Responsible... 

Property Management, Inc.

Maintenance Technician Job at Property Management, Inc.

 ...over $4 billion of real estate assets and has over 30,000 customers and 360 clients. We are currently searching for one full-time Maintenance Technician to join our team at Long Meadows Apartments in Camp Hill. When you join PMI, you are joining a stable and growing... 

FLRSH IN

Nonprofit Business Development Associate - Entry Level | Paid Training Job at FLRSH IN

 ...Were seeking Entry-Level Nonprofit Business Development Associates to join our mission-driven team . This is a full-time, hands-on role with paid training, mentorship, and career growth opportunities . No prior experience is required if youre motivated... 

Poms & Associates

Commercial Lines Sr. Account Manager Job at Poms & Associates

 ..., we are actively building a pipeline of experienced Commercial Lines Account Executives for future opportunities. ABOUT THE ROLE...  ...prevailing insurance market situations. Develop and maintain good working alliances with Carriers to facilitate timely receipt of...